DFM literature and factsheets


You can find the latest DFM literature and factsheets by clicking on the drop-down menus below.

DFM client brochure
Brochure for the clients of financial advisers

Intermediary charges agreement
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for offshore bonds
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form: General Investment Account & ISA
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for Self Invested Personal Pensions (SIPPs)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for trusts
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for companies
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form for charities
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form: ISA
You will need to fill in this form to provide background information to help us provide your client with our discretionary investment management services

ISA application form for the clients of intermediaries
You will need to complete one of our ISA application forms in order to set-up an ISA with RBC Brewin Dolphin

Client transfer authority form for intermediaries
You will need to complete one of our transfer authority forms

4MLD charity form
AML charity client risk factors form

4MLD corporate form
AML corporate client risk factors

4MLD trust form
AML trust client risk factors

ISA stocks & shares subscription form
You will need to complete one of our ISA subscription forms

ISA transfer authority form for the clients of intermediaries
You will need to complete one of our ISA subscription forms

Change of investor details for the clients of intermediaries
You will need to complete our change of client details form for any changes needed

Intermediary account opening form: pensions (11 or fewer pension scheme members)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary account opening form: pensions (12 or more pension scheme members)
You will need to complete one of our account opening forms in order to set-up an account with RBC Brewin Dolphin

Intermediary Retail Client T&Cs
For the clients of financial advisers

Risk guide for financial advisers
You will find an explanation of the RBC Brewin Dolphin risk categories and how we partner with you to thoroughly understand your clients’ risk profile to create their bespoke portfolio

Protection of client money and asset
RBC Brewin Dolphin has stringent processes in place to protect client money

We are committed to a transparent fee structure and want you to understand exactly how much you will pay for our services

Discretionary management fees and charges – FUM > £10m

Discretionary management fees and charges – FUM < £10m

threesixty Due Diligence report

Third party due diligence document created by threesixty


The value of investments and any income from them can fall and you may get back less than you invested.