The value of investments and any income from them can fall and you may get back less than you invested.

DFM Literature

You can find individual DFM literature by clicking on the icons below.

Bespoke discretionary service for financial advisers

In this guide we’ll explain how we can help you, how we can improve outcomes for your clients and why our business can help you get the best out of yours.
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Your guide to MyBrewin for Financial Advisers

In this guide we’ll explain how you can keep track of your clients’ investments with our MyBrewin portal.
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DFM Client Brochure

Brochure for the clients of financial advisers
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Adviser charges agreement

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin.
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Agent account opening form for offshore bonds

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin.
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Agent account opening form for retail clients

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin
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Agent account opening form for SIPPs

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin
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Agent account opening form for trusts

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin
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Agent account opening form for companies

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin
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Agent account opening form for Charities

You will need to complete one of our account opening forms in order to set-up an account with Brewin Dolphin
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Risk guide for financial advisers

In this guide we will explain each of the Brewin Dolphin risk categories and how we partner with you to thoroughly understand your clients’ risk profile to create their bespoke portfolio.
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Agent ISA form for retail clients

You will need to fill in this form to provide background information to help us provide your client with our discretionary investment management services
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ISA application form for the clients of agents

You will need to complete one of ourISA application forms in order to set-up an ISA with Brewin Dolphin
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ISA transfer authority form for the clients of agents

You will need to complete one of our ISA transferauthority forms
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4MLD charity form

AML charity client risk factors form
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4MLD corporate form

AML corporate client risk factors
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4MLD trust form

AML trust client risk factors
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Agent terms & conditions

Retail client terms and conditions
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Risk guide for financial advisers

You will find an explaination of the Brewin Dolphin risk categories and how we partner with you to thoroughly understand your clients’ risk profile to create their bespoke portfolio.
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Protection of client money and asset

Brewin Dolphin has stringent processes in place to protect client money.
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Service guide for the clients of financial advisers

You wil find a service guide for your clients
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Discretionary management fees and charges - FUM >£10m

We are committed to a transparent fee structure and want you to understand exactly how much you will pay for our services
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Discretionary management fees and charges - FUM < £10m

We are committed to a transparent fee structure and want you to understand exactly how much you will pay for our services
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Brewin Dolphin Due Diligence

Due diligence document created to help Financial Advisers in their regulatory requirements
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threesixty Due Diligence

Third party due diligence document created by threesixty
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Long term outlook

Witness to over two centuries of change in the world, we have a composure ever-relevant in today’s times of uncertainty.

You are entering the financial advisers' section UK legal information

Important Information

Please read this page before proceeding, as it explains certain legal and regulatory restrictions applicable to the information in this section of the website.

By clicking the 'Accept'/'Decline' buttons at the end of the page, you acknowledge that the important information below has been brought to your attention.

This section of the website is intended for residents of the United Kingdom only and any dispute or action arising out of the website shall be determined in accordance with English laws. Under no circumstances should any information or any part of it be copied, reproduced or redistributed.

The information provided in this section of the website is intended solely for investment advisers, accountants, solicitors and any other professional financial intermediaries who are authorised and regulated by the Financial Conduct Authority. This information must not be distributed to, or relied upon by, private clients and the general public.

This website should not be regarded as an offer or solicitation to conduct investment business, as defined by the Financial Services and Markets Act 2000, in any jurisdiction other than the United Kingdom. Investors who are resident in or citizens of countries other than the United Kingdom may be subject to local restrictions. In particular, no offer or invitation is made to any US persons (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are excluded from the products or services offered in this site.

Brewin Dolphin Limited is registered in England and Wales under company number 2135876 with its registered office at 12 Smithfield Street, London EC1A 9BD. Brewin Dolphin Limited is a member of the London Stock Exchange and authorised and regulated by the Financial Conduct Authority (Financial Services Register reference number 124444).

The information contained in this section of the website has been obtained from sources which we believe to be reliable and accurate at the date of publication, but without further investigation this cannot be warranted. We are not responsible for the content of external websites that are linked from our webpages. Any opinions and comment expressed in this website are not necessarily the views held throughout Brewin Dolphin Limited. All opinions and comments are subject to change without notice.

The value of investments and any income generated may go down as well as up and is not guaranteed. Investors may get back less than they have invested. Past performance is not a guide to future performance. Quoted yields are not guaranteed. Different funds have different levels of risk. Changes in currency exchange rates may have an adverse effect on the value, price or income of investments. Interest rate fluctuations are likely to affect the capital value of investments within bond funds.

We or a connected person may have positions in or options on the securities mentioned herein or may buy, sell or offer to make a purchase or sale of such securities from time to time. In addition we reserve the right to act as principal or agent with regard to the sale or purchase of any security mentioned in this document. For further information, please refer to our conflicts policy which is available on request or can be accessed here.

This website uses cookies to store information on your computer. These cookies contain no personal or confidential information and we will not attempt to identify you from this information. They are important because they allow us to make your website experience better and they also help us to monitor how people are using our website and make improvements appropriately. To find out more, please visit our Privacy and Cookie Policy.

Please click below to confirm that you are a UK investment adviser or a professional financial intermediary, and that you have read and agreed to the important information above.

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