Richard Umpleby

Our people

Assistant Director – Investment Manager

“I enjoy getting to know my clients and helping them fulfil their long-term financial goals.”

Richard joined RBC Brewin Dolphin as an Investment Manager in 2011. He specialises in building and managing portfolios for individuals and families, trusts, and corporate entities. His clients include entrepreneurs, business leaders, retirees, and those that wish to sustain and grow their assets over generations.

Richard strives to form personal, long-lasting relationships with all his clients, allowing him to provide the best investment solutions to suit their needs. Within the office he sits on the Investment Committee, which is responsible for debating the merits of investment decisions for over £5bn of client assets.

Prior to joining RBC Brewin Dolphin, Richard qualified and worked as a private client Stockbroker in the City of London, where he also trained as a sell-side Equity Analyst, advising an institutional client base. Richard is a Chartered Fellow of the Chartered Institute for Securities & Investment and a CFA charterholder.

Contact Richard Umpleby