Meeting your needs now and in the future
You may be aware that the FCA has published the results of its review into how firms conduct due diligence.  The findings may have a wide ranging impact and be onerous for those who are unprepared or don’t have the will or resources to get up to speed – as this article by industry expert Mark Polson illustrates. We believe that how we already work meets the demands of adviser transparency and fairness now, aims to save you time and hassle and helps us to ensure we are also well prepared for your future responsibilities.

We have a comprehensive due diligence document to help you meet your needs, which fully describes the important aspects of our business, how we operate and how we could be a good fit for advisers who prefer to deal with a firm they can trust.

We have also commissioned an independent due diligence review from leading industry compliance organisation ThreeSixty. If you are considering outsourcing your investment management services we encourage you to read their impartial findings – to help you evaluate how suitable we could be for your business. A full report is available from your Business Development Manager.